-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G4ESONJ/nLhzPRdfAs6/w0QTzgZidNDNQQElrxu9Q2RMHgU+tvxLkapdENn84CL7 4KX2/7GTqrSyUzlijSiRPw== 0000941302-01-500035.txt : 20010208 0000941302-01-500035.hdr.sgml : 20010208 ACCESSION NUMBER: 0000941302-01-500035 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOCA RESORTS INC CENTRAL INDEX KEY: 0001020905 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900] IRS NUMBER: 650676005 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52257 FILM NUMBER: 1526955 BUSINESS ADDRESS: STREET 1: 501 E. CAMINO REAL CITY: BOCA RATON STATE: FL ZIP: 33432 BUSINESS PHONE: 5614475302 MAIL ADDRESS: STREET 1: 501 E. CAMINO REAL STREET 2: 501 E. CAMINO REAL CITY: BOCA RATON STATE: FL ZIP: 33432 FORMER COMPANY: FORMER CONFORMED NAME: FLORIDA PANTHERS HOLDINGS INC DATE OF NAME CHANGE: 19960917 FORMER COMPANY: FORMER CONFORMED NAME: FLORIDA PANTHERS INC DATE OF NAME CHANGE: 19960813 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BLAVIN & CO INC /ADV CENTRAL INDEX KEY: 0001049024 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061433471 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 8800 N GAINEY CENTER DR STREET 2: STE 260 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: 4803681513 FORMER COMPANY: FORMER CONFORMED NAME: BLAVIN & CO INC /ADV DATE OF NAME CHANGE: 19980327 SC 13G 1 boca13g.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION

SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)

BOCA RESORTS, INC.
______________________________________________________________________________

(Name of Issuer)

 

Shares of Class A Common Stock, par value $0.01 per share
______________________________________________________________________________

(Title of Class of Securities)

 

09688T106
______________________________________________________________________________

(CUSIP Number)

 

December 31, 2000
______________________________________________________________________________

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x

Rule 13d1-(b)

 

o

Rule 13d1-(c)

 

o

Rule 13d1-(d)

 

 


CUSIP No. 09688T106

13G

 

1

NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

Blavin & Company, Inc. (Tax ID: 061433471)

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)
(b)

o
o

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH

5

SOLE VOTING POWER

2,360,350

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

2,360,350

8

SHARED DISPOSITIVE POWER

0

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,360,350

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*


o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

5.8% **

12

TYPE OF REPORTING PERSON*

CO

 

*SEE INSTRUCTIONS BEFORE FILLING OUT

 

**SEE ITEM 4(b).

 

 


CUSIP No. 09688T106

13G

 

1

NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

Paul W. Blavin

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)
(b)

o
o

3

SEC USE ONLY

4

CITIZENSHIP OR PLACE OF ORGANIZATION

U.S. Citizen

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH

5

SOLE VOTING POWER

2,360,350

6

SHARED VOTING POWER

0

7

SOLE DISPOSITIVE POWER

2,360,350

8

SHARED DISPOSITIVE POWER

0

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

2,360,350

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*


o

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

5.8% **

12

TYPE OF REPORTING PERSON*

IN

 

*SEE INSTRUCTIONS BEFORE FILLING OUT

 

**SEE ITEM 4(b).

 


SCHEDULE 13G

          This Schedule 13G (the "Schedule 13G") is being filed on behalf of Blavin & Company, Inc., a Delaware corporation ("BCI"), and Mr. Paul W. Blavin, the principal of BCI, relating to shares of Class A Common Stock of Boca Resorts, Inc., a Delaware corporation (the "Issuer").

          This Schedule 13G relates to shares of Class A Common Stock of the Issuer purchased by BCI for the account of four institutional clients for which BCI acts as investment advisor .

Item 1(a)

Name of Issuer.

Boca Resorts, Inc.

Item 1(b)

Address of Issuer's Principal Executive Offices.

501 East Camino Real, Boca Raton, Florida 33432

Item 2(a)

Name of Person Filing.

Blavin & Company, Inc. ("BCI") and Paul W. Blavin, as principal for BCI

Item 2(b)

Address of Principal Business Office, or, if none, Residence.

8800 North Gainey Center Drive, Suite 260, Scottsdale, Arizona 85258

Item 2(c)

Citizenship or Place of Organization.

BCI is a corporation organized under the laws of the State of Delaware. Paul W. Blavin is the principal of BCI and a United States citizen.

Item 2(d)

Title of Class of Securities.

Class A Common Stock, par value $0.01 per share (the "Class A Common Stock").

Item 2(e)

CUSIP Number.

09688T106

Item 3.

If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c)

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8)

 

(e)

x

An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E).

 

(f)

o

An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(ii)(F).

 

(g)

o

A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G).

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813.

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).

 

(j)

o

Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).

          If this statement is filed pursuant to Rule 13d-1(c), check this box. o

Item 4

Ownership.

 

(a)

BCI and Mr. Blavin are the beneficial owners of 2,360,350 shares of Class A Common Stock.

 

(b)

BCI and Mr. Blavin are the beneficial owners of 5.8% of the outstanding shares of Class A Common Stock. This percentage is determined by dividing 2,360,350 by 40,606,072, the number of shares of Class A Common Stock issued and outstanding on November 10, 2000, as reported in the Issuer's quarterly report on Form 10-Q filed November 14, 2000.

 

(c)

BCI has the sole power to vote and dispose of the 2,360,350 shares of Class A Common Stock beneficially owned by it. As the principal of BCI, Mr. Blavin may direct the vote and disposition of the 2,360,350 shares of Class A Common Stock beneficially owned by BCI.

Item 5

Ownership of Five Percent or Less of a Class.

 

Inapplicable.

Item 6

Ownership of More Than Five Percent on Behalf of Another Person.

 

All securities reported in this schedule are owned by advisory clients of BCI. To the knowledge of BCI, no one advisory client owns more than 5% of the Class A Common Stock.

Item 7

Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company.

 

Inapplicable.

Item 8

Identification and Classification of Members of the Group.

 

Inapplicable.

Item 9

Notice of Dissolution of Group.

 

Inapplicable.

Item 10

Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Exhibits

Exhibit 1

 

Joint Filing Agreement dated January 24, 2001, between BCI and Paul W. Blavin.

 


 

SIGNATURE

          After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

          Date: January 24, 2001

 

 

BLAVIN & COMPANY, INC.

 

 

By:

PAUL W. BLAVIN
_____________________________________
Paul W. Blavin
President

 

PAUL W. BLAVIN
__________________________________________
Paul W. Blavin

EX-1 2 bocaexh1.htm EXHIBIT 1 EXHIBIT 1

EXHIBIT 1

JOINT FILING AGREEMENT

          In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Class A Common Stock, par value $0.01 per share, of Boca Resorts, Inc., and further agree that this Joint Filing Agreement shall be included as an Exhibit to such joint filings.

          The undersigned further agree that each party hereto is responsible for the timely filing of such Statement on Schedule 13G and any amendments thereto, and for the accuracy and completeness of the information concerning such party contained therein; provided, however, that no party is responsible for the accuracy or completeness of the information concerning any other party, unless such party knows or has reason to believe that such information is inaccurate.

          This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

          IN WITNESS WHEREOF, the undersigned have executed this Agreement as of January 24, 2001.

 

BLAVIN & COMPANY, INC.

 

 

By:

PAUL W. BLAVIN
_____________________________________
Paul W. Blavin
President

 

PAUL W. BLAVIN
__________________________________________
Paul W. Blavin

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